Virtu Financial, Inc.; Virtu Americas LLC
No reply on file from Virtu Financial, Inc. on this matter.
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"District Court for the Southern District of New York entered a final consent judgment in the SEC’s civil enforcement action against broker-dealer Virtu Americas LLC (“Virtu Americas”)."
"Virtu Financial Inc. et al , No. 1:23-cv-08072 (S.D.N.Y. filed Sept. 12, 2023) SEC Obtains Final Consent Judgment as to Virtu Broker-Dealer Regarding Alleged Failure to Establish, Maintain, and Enforce Policies and Procedures Reasonably Designed to Prevent Misuse of Its Customers’ Material Nonpublic Information On December 2, 2025, the U.S."
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"Without admitting or denying the Commission’s allegations against it, Virtu Americas consented to the entry of a final judgment that permanently enjoins it from violating Section 15(g) of the Securities Exchange Act of 1934 and orders it to pay a civil monetary penalty of $2.5 million."