Charles D. Oliver; David P. Ortiz; DaveGlo Investment Group, Inc.; Kevin N. Richards
No reply on file from Charles D. Oliver on this matter.
Claims entered
No claim has been entered on this docket.
1 filed · 1 on the record. The chronology below carries every filing, docket event and outcome — open a row there for its source.
Open to posting — anyone may add to this file, subject to the review queue.
The chronology
Gov, Institution and Public name who produced a document; Event marks a thing that happened, not a document.
1 entry of another class is hidden by this filter — show every class.
By when it happened. Rows with no date on their face are shown as undated, not guessed. Hover, focus or tap a row for its full detail.
Opened at stage filed
No crime on the record yet.
No statutes on the record yet.
"The SEC’s complaint against Oliver was filed in the United States District Court for the Middle District of Florida."
"Oliver, Ortiz, and Richards were also charged with violating Section 206(2) of the Investment Advisers Act of 1940."
No parties on the record yet.
No amounts on the record yet.