Brian J. Suthoff
No reply on file from Brian J. Suthoff on this matter.
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"Without admitting or denying the Commission’s allegations, Suthoff consented to the entry of a final judgment, subject to court approval, which would permanently enjoin him from violating Section 10(b) of the Exchange Act and Rule 10b-5 thereunder; order him to pay disgorgement of $19,680.00, prejudgment interest of $3,345.67, and a civil penalty of $19,680.00; and impose on him a five-year bar from serving as an officer or director of any public company."
"Without admitting or denying the Commission’s allegations, Suthoff consented to the entry of a final judgment, subject to court approval, which would permanently enjoin him from violating Section 10(b) of the Exchange Act and Rule 10b-5 thereunder; order him to pay disgorgement of $19,680.00, prejudgment interest of $3,345.67, and a civil penalty of $19,680.00; and impose on him a five-year bar from serving as an officer or director of any public company."