Matthew J. Werthe, dba HSR Wealth Management
No reply on file from Matthew J. Werthe, dba HSR Wealth Management on this matter.
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"Cal. filed May 4, 2023) SEC Obtains Final Judgment as to Investment Adviser in Cherry-Picking Scheme On February 2, 2026, the United States District Court for the Southern District of California entered a final judgment as to Defendant Matthew J."
"Werthe, dba HSR Wealth Management, a formerly state-registered investment adviser, whom the SEC previously charged with engaging in a cherry-picking scheme, making misrepresentations to his clients, and violating his fiduciary duties."
"Werthe dba HSR Wealth Management , No. 3:23-cv-815-L-DDL (S.D."
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"On February 2, 2026, the Court granted the SEC’s motion for monetary and injunctive relief and entered a final judgment permanently enjoining Werthe from violating the charged provisions of the federal securities laws and ordering Werthe to pay disgorgement in the amount of $507,996.42, prejudgment interest in the amount of $112,340.03, and a civil penalty in the amount of $507,996.42."
"On February 2, 2026, the Court granted the SEC’s motion for monetary and injunctive relief and entered a final judgment permanently enjoining Werthe from violating the charged provisions of the federal securities laws and ordering Werthe to pay disgorgement in the amount of $507,996.42, prejudgment interest in the amount of $112,340.03, and a civil penalty in the amount of $507,996.42."