Benjamin Taylor and Darina Windsor
No reply on file from Benjamin Taylor and Darina Windsor on this matter.
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"District Court for the Southern District of New York entered final consent judgments as to Benjamin Taylor and Darina Windsor, two former investment bankers charged by the SEC in an alleged multi-year insider trading scheme."
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"The final judgments permanently enjoin Taylor and Windsor from violating Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and Rule 14e-3 thereunder, order Taylor to pay disgorgement of $500,000, and order Windsor to pay disgorgement of $50,000 and a civil penalty of $50,000."