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§ Named party · No finding entered
Brent David Willis
person
Full registry record
CLASS ACTION JX-SEC-LR-26516Opened AUG 21 2026Quick look

Brent David Willis

Where this class action stands
Stage 5 of 7 · Filed
organizing · next rung: Resolved
§ Right of reply

No reply on file from Brent David Willis on this matter.

Claims entered

No claim has been entered on this docket.

1 filed · 1 on the record. The chronology below carries every filing, docket event and outcome — open a row there for its source.

Open to posting — anyone may add to this file, subject to the review queue.

The chronology

Gov, Institution and Public name who produced a document; Event marks a thing that happened, not a document.

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By when it happened. Rows with no date on their face are shown as undated, not guessed. Hover, focus or tap a row for its full detail.

Docket event

Opened at stage filed

Entered on the record AUG 21 2026Occurred AUG 21 2026
On the record
Crime

No crime on the record yet.

Statutes

No statutes on the record yet.

Place

No place on the record yet.

Status

No status on the record yet.

Parties

No parties on the record yet.

Amounts
$175,000 Penalty

"Without admitting or denying the allegations in the SEC’s complaint, Willis consented to a final judgment that: (1) permanently enjoins him from violating Sections 17(a)(2) and (a)(3) of the Securities Act of 1933 by, directly or indirectly, making any false or misleading statement, or disseminating any false or misleading documents, materials, or information, concerning matters relating to a decision by an investor or prospective investor to buy or sell securities of any company; (2) permanently enjoins him from aiding and abetting violations of Section 13(a) of the Securities and Exchange Act of 1934 and Regulation FD; (3) orders him to pay a civil monetary penalty of $175,000; and (4) imposes a five-year officer and director bar against him."