Kevin N. Richards
No reply on file from Kevin N. Richards on this matter.
Claims entered
No claim has been entered on this docket.
1 filed · 1 on the record. The chronology below carries every filing, docket event and outcome — open a row there for its source.
Open to posting — anyone may add to this file, subject to the review queue.
The chronology
Gov, Institution and Public name who produced a document; Event marks a thing that happened, not a document.
1 entry of another class is hidden by this filter — show every class.
By when it happened. Rows with no date on their face are shown as undated, not guessed. Hover, focus or tap a row for its full detail.
Opened at stage filed
No crime on the record yet.
No statutes on the record yet.
"Cal. filed Sept. 11, 2025) SEC Obtains Final Judgment as to Investment Adviser in Alleged Unregistered Oil and Gas Offerings On April 7, 2026, the United States District Court for the Central District of California entered a final judgment as to Kevin N."
"Richards, whom the SEC previously charged with selling securities in unregistered oil and gas offerings, acting as an unregistered broker, and failing to disclose financial conflicts of interest to advisory clients."
"Richards, No. 8:25-cv-02057 (C.D."
No parties on the record yet.
"The final judgment, entered by the Court on April 7, 2026, further ordered Richards to pay disgorgement of $618,794, prejudgment interest of $128,915, and a $50,000 civil penalty, for a total monetary judgment of $797,709."
"The final judgment, entered by the Court on April 7, 2026, further ordered Richards to pay disgorgement of $618,794, prejudgment interest of $128,915, and a $50,000 civil penalty, for a total monetary judgment of $797,709."
"The final judgment, entered by the Court on April 7, 2026, further ordered Richards to pay disgorgement of $618,794, prejudgment interest of $128,915, and a $50,000 civil penalty, for a total monetary judgment of $797,709."