Rakesh Ahuja
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"According to the SEC’s complaint, filed in the United States District Court for the Southern District of New York, Ahuja worked for an investment advisory firm that provided investment advisory services to two pooled investment funds that specialized in making investments in biopharmaceutical and biotechnology companies."
"Rakesh Ahuja , Civil Case No. 26-cv-03213 (S.D.N.Y. filed April 20, 2026) SEC Files Settled Action as to Former Investment Advisory Firm Employee Charged with Insider Trading On April 20, 2026, the Securities and Exchange Commission filed a settled action as to Rakesh Ahuja, a former employee of an investment advisory firm, for allegedly insider trading based on confidential information he obtained during his employment."
"Rakesh Ahuja , Civil Case No. 26-cv-03213 (S.D.N.Y. filed April 20, 2026) SEC Files Settled Action as to Former Investment Advisory Firm Employee Charged with Insider Trading On April 20, 2026, the Securities and Exchange Commission filed a settled action as to Rakesh Ahuja, a former employee of an investment advisory firm, for allegedly insider trading based on confidential information he obtained during his employment."
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"Without admitting or denying the allegations, Ahuja consented to the entry of a final judgment, subject to court approval, in which he agreed to be permanently enjoined from violating the antifraud provisions of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; enjoined from acting as or being associated with an investment adviser, broker, or dealer for a period of two years; and to pay disgorgement of $65,404.25, prejudgment interest of $12,289.01, and a civil penalty of $65,404.25."
"Without admitting or denying the allegations, Ahuja consented to the entry of a final judgment, subject to court approval, in which he agreed to be permanently enjoined from violating the antifraud provisions of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; enjoined from acting as or being associated with an investment adviser, broker, or dealer for a period of two years; and to pay disgorgement of $65,404.25, prejudgment interest of $12,289.01, and a civil penalty of $65,404.25."