Clarice Saw
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"Clarice Saw, 23 Civ. 6573 (S.D.N.Y. filed July 28, 2023) SEC Obtains Final Judgment as to Former New York Registered Representative Charged with Misappropriating Customer Funds On April 15, 2026, the United Stated District Court for the Southern District of New York entered a final judgment as to Clarice Saw in the SEC’s civil enforcement action against her ."
"Clarice Saw, 23 Civ. 6573 (S.D.N.Y. filed July 28, 2023) SEC Obtains Final Judgment as to Former New York Registered Representative Charged with Misappropriating Customer Funds On April 15, 2026, the United Stated District Court for the Southern District of New York entered a final judgment as to Clarice Saw in the SEC’s civil enforcement action against her ."
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"The final judgment permanently enjoins Saw from violating the above-stated provisions of the federal securities laws by committing or engaging in specified actions or activities relevant to such provisions, and further orders Saw to pay disgorgement of $640,587.30, prejudgment interest of $98,144.04, and a civil penalty of $640,587.30."
"The final judgment permanently enjoins Saw from violating the above-stated provisions of the federal securities laws by committing or engaging in specified actions or activities relevant to such provisions, and further orders Saw to pay disgorgement of $640,587.30, prejudgment interest of $98,144.04, and a civil penalty of $640,587.30."