Jay S. Lucas and Lucas Brand Equity, LLC
No reply on file from Jay S. Lucas and Lucas Brand Equity, LLC on this matter.
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"The SEC’s complaint, filed in the United States District Court for the Southern District of New York, charges Lucas and LBE with violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1), 206(2) and 206(4) of the Investments Advisers Act of 1940 and Rule 206(4)-8 thereunder."
"Lucas and Lucas Brand Equity, LLC , No. 1:26-cv-03408 (S.D.N.Y. filed Apr. 24, 2026) SEC Charges Private Equity Fund Adviser and Co-Founder in Alleged Fraud On April 24, 2026, the Securities and Exchange Commission filed fraud charges against Jay S."
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