Neil R. Cole
No reply on file from Neil R. Cole on this matter.
Claims entered
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1 filed · 1 on the record. The chronology below carries every filing, docket event and outcome — open a row there for its source.
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The chronology
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Opened at stage filed
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26547/ May 4, 2026 Securities and Exchange Commission v. Neil R. Cole , No. 19-cv-11148 (S.D.N.Y filed Dec. 5, 2019) SEC Announces Dismissal of Civil Enforcement Action Against Neil R. Cole On May 4, 2026, the U.S. Securities and Exchange Commission filed a notice of voluntary dismissal in connection with the Commission’s civil enforcement action against Neil R. Cole. As stated in the notice of dismissal, “The Commission’s decision to seek dismissal of this enforcement action is an exercise of its discretion and does not necessarily reflect the Commission’s position on any other case.” Resources <ul class="field
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