James Blake Daughtry
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"Ala. filed Sept. 28, 2022) SEC Obtains Final Consent Judgment as to former Alabama Investment Adviser On May 20, 2026, the United States District Court for the Middle District of Alabama entered a final consent judgment against James Blake Daughtry, based on Daughtry’s alleged breach of fiduciary duties to his clients in connection with the sale of his investment advisory business to Jared D."
"Daughtry , No. 1:24-cv-00125 (M.D."
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"Without admitting or denying the allegations made in the SEC’s complaint, Daughtry consented to the entry of the final judgment, which (a) permanently enjoins him from violating Section 206(2) of the Investment Advisers Act of 1940, (b) permanently enjoins him from associating with a broker, dealer or investment adviser, and (c) orders him to pay a $50,000 civil penalty."